Title page for etd-0703115-155612


[Back to Results | New Search]

URN etd-0703115-155612
Author lei-yu chen
Author's Email Address No Public.
Statistics This thesis had been viewed 5537 times. Download 4 times.
Department Economics
Year 2014
Semester 2
Degree Master
Type of Document
Language zh-TW.Big5 Chinese
Title The impact of “Client Information Statement” on choice of investment
Date of Defense 2015-07-21
Page Count 31
Keyword
  • Investors
  • Client Information Statement
  • Risk
  • Financial Consultant
  • Abstract After the financial crisis, the Financial Supervisory Commission set a new regulation for banks that investors will be required to complete the “Client Information Statement” before financial consultation from banks. Hopefully clients can evaluate their own acceptable level of risk prior to making investments, and banks can make appropriate suggestions.
    However, it is found in this dissertation that investors who care much or less about risks tend not to reveal the corresponding acceptable level of risks in the statement as desired. Further, the average investors simply choose their investment targets according to expected utilities each financial product can bring. After introducing “Client Information statement,” the financial consultants in banks cannot manipulate investors’ choice as before.
    Advisory Committee
  • Shul-John Li - chair
  • Chun-Chieh Wang - co-chair
  • Yung-Nien Tung - co-chair
  • Chun-Chieh Wang - advisor
  • Files
  • etd-0703115-155612.pdf
  • Indicate in-campus at 5 year and off-campus access at 5 year.
    Date of Submission 2015-08-03

    [Back to Results | New Search]


    Browse | Search All Available ETDs

    If you have more questions or technical problems, please contact eThesys